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Links and Resources


Investor Protection Trust Excellent site with consumer-oriented information about investing.

Better Business Bureau Organization of businesses covers comprehensive issues of customer-business disputes, including financial investments.

The SEC, NASD, and Securities Law Information Center Assists investors who have lost money. Helps investors document their cases in order to best explain how their funds may have been improperly managed.

American Association of Individual Investors The American Association of Individual Investors specializes in providing education in the area of stock investing, mutual funds, portfolio management and retirement planning

National Association of Securities Dealers (NASD) S.E.C. rulings, filings, calendars, market research, and more.

Securities and Exchange Commission (SEC). Complaint assistance for investors, current news, and searchable databases. "..The Investors' Advocate."

Stanford Securities Class Action Clearinghouse Offers investors, the judiciary, policymakers, and the media a powerful new research tool that provides a deep and careful look into the workings of class action litigation.

North American Securities Administrators Association (NASAA) The oldest international organization devoted to investor protection. Site contains useful information for individuals and organizations who wishes to protect themselves from securities fraud will find the information on this site useful.

A.G. Edwards Complaints

Fidelity Complaints

Morgan Stanley Complaints

Paine Webber Complaints

Prudential Complaints

T.D. Waterhouse Complaints

AIG overstated net income by $3.9 billion

Stock fraud draws suit from SEC

SEC has three major flaws in its internal systems according to GAO

J P Morgan to Pay $2.2 Billion to Settle Enron Case

Mutual Fund Regulations Future in Doubt


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